Company Background:
Our client is a famous investment bank.

Purpose of position:
The China Bank (Beijing Branch) coverage Compliance professional is responsible for assisting in managing China Bank regulatory risk and helping to preserve the Firm franchise through ensuring China Bank compliance with laws, regulations, rules and internal policies and procedures. Major Tasks:

• Ensure compliance with laws, regulations and rules and the Firm and China Bank policies, procedures and standards. 
• Assist China Bank to develop policies and procedures to facilitate compliance with laws, regulations and rules and the Firm and China Bank policies, procedures and standards and industry best practice, and monitor for compliance with these policies and procedures. 
• Provide proactive compliance coverage to China Bank sales and trading functions for foreign exchange, fixed income and derivatives products. 
• advise the business and infrastructure units on new businesses, products and processes 
• Develop and maintain Compliance documentation including compliance Manuals, Compliance Notices, rules database, and Compliance plans. 
• Perform daily, monthly and ad hoc surveillance of China Bank business activities. 
• Perform regular Anti-Money Laundering related surveillance and reporting procedures. 
• Conduct periodic audits of the China Bank activities. 
• Monitor for regulatory changes and communicate such to the relevant staff. 
• Handle internal, external and regulatory inspection and audit. 
• Deal with ad hoc regulatory inquiries. 
• Build regulatory relationships with CBRC. 
• Provide training to both professionals and support staff of China Bank. 
• Develop new surveillance reports and systems with it.

Skills Required

• Minimum 3+ years relevant working experience in the commercial banking and financial services industry in compliance or internal control functions, or bank regulator. 
• Preference will be given to candidates with work experience covering foreign exchange, fixed income and derivatives products. 
• Preference will be given to candidates with strong PRC background, but with foreign (including Hong Kong) education or work experience, or with work experience in an international financial institution in the PRC. 
• Working knowledge of the regulatory environment is required. 
• Excellent verbal and written English and Chinese communication skills are necessary. 
• Ability to speak fluent Putonghua and read simplified characters is a must. 
• Strong analytical skills, thoughtful. 
• Detail-oriented. 
• Fast learner.
• Good team work skills.